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How Empathic Concern Helps Leaders in Crisis

 

There are three types of empathy, according to researchers.

  • Cognitive empathy or perspective-taking is the capacity to consider the world from another individual’s viewpoint.
  • Emotional empathy is the kind of empathy in which you physically feel the emotions of the person you are interacting with. You connect with someone in a way that you take on their emotions.  Emotional empathy makes someone well-attuned to another person’s inner emotional world.
  • “Empathic concern” is the kind of empathy that moves people to action, and is the motivation behind our efforts to reduce the suffering of another.

There is a growing dialogue about the importance of empathy, specifically, “empathic concern” in the business community.

Once marginalized as not relevant to the hardscrabble world of shareholder value and the bottom line, empathy is taking center stage. In part, because we are learning that we do ourselves and workplace culture a huge disservice by trying to wall off our emotional selves.  Empathic concern is like an activating agent in a chemical process. Its presence or absence makes or breaks interactions.

From the research (see below), we know empathy is related to leadership emergence and effectiveness, and empathic leaders have followers who experience less stress and have fewer physical symptoms. Indeed, leaders high in the empathy competency will be more successful at motivating and leading their employees, and helping their employees cope with workplace stresses. They will be more attuned to their customers’ wants, have higher customer satisfaction, and be more innovative.

Empathic Concern in Action…

Consider an HR leader in the Asian offices of a global tech company, charged with leading a reduction in workforce.  In late 2008 the economy was severely hit by the financial crisis and the technology sector suffered deep losses. At a large high visibility tech company, reports of impending layoffs created a contagion of anxiety.  The Asian offices were quickly immersed in tumult because Korean labor law makes it nearly impossible to lay workers off. It was unheard of.

However, the Korea VP embodied social intelligence and empathic concern. He had a great deal of self-awareness and felt enormous pain for the circumstances his employees were facing. When he started having one-on-one’s with those who were impacted, he intentionally decided he would be “real.” He set aside business script and simply met with his fellow co-workers honestly, revealing how profoundly he cared. He told them he would do his best to advocate for them in negotiating separation packages and other benefits such as outplacement services. During the one-on-one’s, he noticed that he was tearful, which was culturally unorthodox, especially during the negotiation of severance packages. Despite behavioral norms, he didn’t hold his feelings back.

What happened next was surprising.  Because he showed authentic empathic concern, employees were much less antagonistic.  In fact, the whole negotiation process got easier, and the laid off staff signed the separation documents.  There was still healing that needed to happen, but it was much less divisive than it might have been.  Employees remarked that they didn’t feel it was personal. They believed the VP was doing the best he could for them.  It was a powerful example of the importance of sincere empathic concern and humble leadership during organizational crisis.

Experiences such as a financial crisis and a major workforce reduction are leadership crucibles. The most extraordinary leaders, when faced with crises, take time to ask themselves what matters most. In this case, the leader felt what mattered most was the lives of the people he worked with.

References:

  1. Boyatzis, Richard E. “Possible contributions to leadership and management development from neuroscience.” Academy of Management Learning & Education 13, no. 2 (2014): 300-303.
  2. Goleman, Daniel, Richard E. Boyatzis, and Annie McKee. Primal leadership: Unleashing the power of emotional intelligence. Harvard Business Press, 2013.

Recommended reading:

Our new primer series is written by Daniel Goleman and fellow thought leaders in the field of Emotional Intelligence and research. See our latest release: Empathy: A Primer for more insights on how this applies in leadership.

For personal interviews, see the Crucial Competence video series!

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How to Tune In to the Unspoken Rules of an Organization

women leaders meeting and shaking hands, unspoken rules in an organization

 

Organizational Awareness is a competency that falls under the domain of Social Awareness, and is one of the twelve learnable capabilities included in the Leadership Competency Model developed by Daniel Goleman and Richard Boyatzis. This competency is empirically linked to leadership performance, and present in leaders with an understanding of the complex relationships and intricacies of their workplace environments, including:

  • The values and culture
  • Social networks
  • Informal structures and processes
  • Unspoken rules

Leaders with strength in Organizational Awareness will be conscious of the roles played by relationships, influence, and authority within their organization as well. The leaders I interviewed as part of my study on the impact of mindfulness on leadership effectiveness were able to demonstrate an understanding of these important factors. They also reported having developed a gradually increasing capacity for Organizational Awareness over time, a process they said was enhanced by mindfulness practice.

Developing Organizational Awareness

Your goal should be to build an accurate picture of how and why your organization functions so that you minimize your risk of unintentionally misaligning with the values.

Time spent on this type of development can also help with other competencies such as empathy, influence, and teamwork. This is because Organizational Awareness requires you to collect information about others that can contribute to your ability to more effectively attune to their needs. This form of development requires specific types of social interaction, which will help to expand your social networks and build stronger relationships.

To expand your capacity for this, spend time on both reflection and interaction with others in order to develop and test theories about your workplace. These activities should include:

  • Analysis of what organizational factors may have contributed to an event
  • Obtaining input on your conclusions from a diverse group of coworkers
  • Incorporating what you know about your organizations’ culture when making decisions
  • Managing your behavior to ensure alignment with unspoken rules

These activities will also require you to spend more time with coworkers in other departments. This provides you with access to new information contributing to a greater ability to understand the needs of others and the larger value system of your organization. Time spent on these activates also creates an opportunity to develop more meaningful relationships. At every step in this process it is worthwhile to ask questions that help you learn about the needs, day-to-day activities, and personal interests of coworkers. This creates formal and informal channels for gathering information, and cultivates trusting relationships.

Assessing your beliefs about what leadership is, and how leaders function within organizations is important as well.

Many people, including those in leadership roles, have conflicting and inaccurate beliefs about these topics. These beliefs are heavily influenced by the cultures that we grew up in, and are often not supported by research. A great way to enhance your understanding of leadership is to read the book Indispensable by Harvard Business Professor Gautam Mukunda. It explores core beliefs about leadership through in-depth, historical analysis of famous leaders. This story-based approach is highly informative, and makes many potentially confusing concepts accessible to a much larger audience. The primer on Organizational Awareness is another great resource for further understanding and practical skills for developing this competency.

Recommended reading:

For more examples of Organizational Awareness in action, see Coaching Leaders to Value and Manage Their Organizational Webs.

Organizational awareness primerOur new primer series is written by Daniel Goleman and fellow thought leaders in the field of Emotional Intelligence and research. See our latest release: Organizational Awareness: A Primer for more insights on how this applies in leadership.

Additional primers so far include:

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Daniel Goleman Defines Organizational Awareness

As we continue exploring the Emotional and Social Intelligence Competency of Organizational Awareness, there is no one better to share a simple and clear definition of what this competency is. Here is Daniel Goleman on Organizational Awareness.

This clip is an excerpt from Crucial Competence: Building Emotional and Social Leadership

Interested in learning more? See the following:

Organizational Awareness: A Primer

Coaching Leaders to Value and Manage Their Organizational Webs

 

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Coaching Leaders to Value and Manage Their Organizational Webs

 

DeLea is like a spider, aware of even the most subtle vibrations across her web.   She is able to predict how emotional energy will travel across her organizational web of stakeholders when she makes a leadership decision.

When one of her senior managers denies her proposal to implement a progressive reading practice in her school, she positively engages her powerful allies across her web to build support for the new practice.  Meanwhile, she re-engages her manager at the level of values and beliefs that she knows they both hold dear.  As a result, the no turns into an enthusiastic yes in weeks.  On her own team, DeLea meets individually with key influencers about the new practice to hear their point of view and subtly appeal to what they value.  When it comes time to formally make her pitch to her team, many strong voices in the room voice their enthusiastic support.   Weeks later when DeLea hears secondhand about a veteran teacher voicing frustration about the practice in the staff lounge, she knows exactly which teachers, support staff, and parents to engage to head off a potential setback. She also engages the teacher in question with the just-right blend of affirmation and high-candor feedback to begin shifting his resistance.

Isabel, a leader at another school, is like a fly caught in a web.  She skillfully builds the schedule and transition protocols for her school’s extended day program makeover.  However, it never occurs to her to question how people will feel about the new program.  She never asks anyone for feedback or shares any details about the plan until unveiling it in a Friday staff meeting. On Monday she is surprised to hear gossip about how she treats people and how arrogant she is to just “take over” the extended day program.   Hurt and disoriented, Isabel just didn’t see this coming, and she feels like she’s been ambushed.   Isabel has a new appreciation for those who say that leadership is a lonely path.

What separates DeLea and Isabel is organizational awareness. 

DeLea values her team’s emotional energy.  She reads people, trusts her gut, and actively seeks information about people’s beliefs before she acts.   Isabel doesn’t value her team’s emotional energy and so does none of the things that DeLea does to guide her actions.

How do you teach Isabel to be like DeLea?

The first step is to build Isabel’s awareness that the web exists, and that her success depends on her understanding how it works.  Expect resistance!  Leaders who aren’t aware of the web and don’t value it tend to believe that small interactions don’t matter, and that people won’t find out about what they say behind closed doors.

Some take a values stand against caring about the web.  They won’t stoop to paying attention to gossip.  People should just be adults and get over their own emotional reactions.   These leaders need help seeing the impact of the web on their ability to meet their goals.  Coaches can help leaders to unpack their webs by digging deep into a current or past challenge.  Isabel and I drew a web of relationships on a big piece of butcher paper on her wall.  We named the key players and interest groups on her team, and how they connected to each other.  We thought about each person or group individually in terms of what they valued, their relationships, and their power to either support or challenge progress toward Isabel’s goal.  As we worked, Isabel began to see how her actions created dissonance for her people, and how their reactions were actually consistent with what they valued. Isabel’s biggest a-ha: their actions are predictable!  Her resistance melted away as she began to see the power in predicting her team’s reactions and proactively engaging to avoid being ambushed.

Isabel and I then applied the web to moving forward towards her goal.  We began by identifying her supporters.  She was unpleasantly surprised to realize how few she had.  From there we identified which people or groups were most likely to become supporters with some effective engagement from Isabel.

The key to getting that engagement was Isabel’s ability to figure out what these people valued, and what they needed from her. 

One person valued his standing on the team.  He needed an apology, and to be consulted on the new model.   Another group worried about the impact of the new approach on families.  They needed Isabel to affirm this worry and collaborate with them to find a solution.  Isabel had no idea what several people or groups needed, and realized that she needed to go find out.

Next, we focused on the people in the web who were actively resisting the new system.  I supported Isabel to build some empathy for these people–to see the noble story they were likely telling themselves that justified their actions.  Then I helped her understand the tactics these folks were using to influence other stakeholders across the web.  Again, Isabel had to figure out what these people needed from her to move from resistance to motivation, or at least compliance.

As she brainstormed, Isabel was building new appreciation for the range of influencing strategies she needed to embrace to get her organizational web behind her initiative.

By the time we were done, Isabel had created a complex visual representation of her stakeholders and their values, power, and relationships.  While this was all done in the context of her after-school system, Isabel realized that she could apply most of this map–reactively or proactively–to other leadership challenges.  We continued to use this map, or create new ones, over time as Isabel continued to build her organizational awareness.   Happily, she is no longer the fly caught in her web, and is on her way to becoming the spider.

Recommended reading:

Organizational awareness primerOur new primer series is written by Daniel Goleman, George Pitagorsky, and fellow thought leaders in the field of Emotional Intelligence and research. See our latest release: Organizational Awareness: A Primer for more insights on how this applies in leadership.

Additional primers include:

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Organizational Awareness in Action

What does it look like when a leader is skilled in the Organizational Awareness Competency? Here are some examples I’ve seen in my work as a consultant and technology executive.

Communicating to Different Interests

One leader at an international financial institution understood the importance of communicating in a way that addressed the needs of different people in the organization. Each group has its own interests and “language.”

As the executive sponsor for a critical program, he realized that he needed to communicate to a wide array of players, each with their own perspective.

He crafted a message to the board of directors, considering their need for a high-level summary, the ability to delve into details as they saw fit, and a focus on profits and impact on the organization’s strategy. He crafted another communication for the shareholders of the company, considering their interests. Then, he addressed the nuances needed to communicate with the news media, the organization’s executives, leadership at the next levels, and the technologists, clerks, administrators, and other people doing the day-to-day operational activities needed to make the program a success.

Each communication was a true reflection of the program, though, at a level of detail, in a medium and language that was tailored to each role and highlighted issues and concerns relevant to each group.

A leader with organizational awareness uses his or her understanding of the nature of the relationships, hierarchies, and decision-making processes to communicate more effectively.

This leader knew that he was more likely to get buy-in from the various groups and individuals because he communicated in a way that resonated with them. He understood their values and how they made decisions. Buy-in then got him the funding he needed and gave him the ability to manage expectations in a more effective way. Therefore, he could be more successful and respected as a leader. That respect translated into greater effectiveness.

Communication is one primary element of organizational awareness.  Another is the ability to take a systems and process view of the organization.  The effective leader is able, on a day-to-day level, to resolve issues by focusing on their causes. This requires recognizing that those causes are rooted in the organization’s structure, policies, procedures and processes. Leaders skilled at organizational awareness have a greater sense of the bigger picture.  They see issues in the context of the complex interactions among departments, individuals and competing values in play.

Navigating Change  

As a consultant, I worked on a project with an international bank to reengineer the process they used to provide large-scale commercial loans to their clients. The bank’s leadership wanted a more automated system better control the bank’s global credit exposure. The organization dynamics we needed to deal with related to the business process as well as the information technology organization and its involvement.

There were a main IT department was responsible for technology applications for the bank’s central office and relatively autonomous  IT departments in outlying regions –  Europe, Asia, and Latin America. That meant there were siloed groups processing and managing credit related data in different ways.

Organizational awareness enabled us to see the potential for communication and decision-making difficulties between those different players in the IT world.

The bank’s leadership of the recognized that there were large personality and political differences between the IT departments and that it was impossible to reconcile those differences in the short-term. So, we crafted a solution that removed the program from the IT world and put it into a newly organized Product Management office. That office would  define, design and manage the program and coordinate the efforts of all other departments, including the IT departments, and vendors involved.   . The IT organizations were doing a great job individually, but coordination among them was contentious.

The product designers crafted an architecture that enabled continued autonomy among the groups, minimizing change in other business areas, while getting the desired result – comprehensive and accurate data that reflected the global exposure to families of companies, countries and industries.  The IT folks could focus on what they do best, and we took the communication and coordination challenges off their hands.

The use of organizational awareness here prevented what could have been a failed program.  Getting the IT silos to work together to design a new system to replace their existing systems would have taken years of tedious effort and a super-human facilitator.  It is likely that compromises among the IT groups, known for vying with one another for control and influence, would have been sub-optimal. By Understanding the character and the different interests of each department, leaders created a solution that was embraced by all, and resulted in a cost effective, timely outcome.

Recommended reading:

Organizational awareness primerOur new primer series is written by Daniel Goleman, George Pitagorsky, and fellow thought leaders in the field of Emotional Intelligence and research. See our latest release: Organizational Awareness: A Primer for more insights on how this applies in leadership.

Additional primers so far include:

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Honesty Under Pressure: When to Ask For Help As a Leader

 

As leaders or managers we often find ourselves in a reactive frame of mind when we are under a great deal of pressure from self or external sources. Remaining in this reactive state can cloud the mind, diminish creativity, or isolate you from your team, and it is not conducive to an effective response to the situation. Developing a degree of self-awareness so you can notice your tendency to move towards a reactive posture in the moment – and consciously choosing to shift to a more interactive mindset – is essential in a leader.

In my early 40’s, I was involved in an interaction that served as a transformative experience in my development as both a manager and leader. The experience involved shifting from a reactive to an interactive mindset.

I was working as a CFO for a small company that manufactured ski-tuning machines in Waitsfield, VT. We were in the process of negotiating the sale to a much larger company. As is often the case in situations like this, I was negotiating the sale, but was going to lose my job as the acquirer already had a CFO. I was under a great deal of pressure both in negotiating the deal and in figuring out what I was going to do next. My wife, Patty, worked as a house manager in a respite house for people on hospice. She worked the 4pm to midnight shift.  Most days we had transitional childcare to cover any gaps in my being able to get home to take care of our two children and and Patty having to leave for work. Transitional childcare wasn’t always an option, and on this day, with the sale looming and pressures building, I had to get home early because the sitter was only able to stay for a short while.

When I got home I paid the sitter and tried to get the kids gathered, focused, and out to the car to get one of them to an appointment. I was running late. Trying to get them out of the house with whatever stuff they needed wasn’t working. I was getting frustrated. I’m normally a fairly soft-spoken person, not inclined to lose my temper unless pushed, but on this day and in this moment I felt pushed beyond my limit.

I can remember the moment as vividly as if it were this morning. Kids churning in the kitchen, leading me to yell in anger, and then it happened. My son stood in front of me, my daughter just behind him and he said, “Poppy it’s not okay for you to talk to us like that!”  It was as simple as that.

In my childhood, a response like his would have gotten me a slap across the face and an admonition not to “talk back” to my parents. For reasons I will never understand, I experienced what I can only call a moment of grace, of emotional self-awareness, a moment between hearing and reacting in which I realized he was right. I said, “You’re right. It’s not okay for me to talk to you like that.” I sat down on the floor and shared with them some of the pressures I was under, and in sharing I was careful not to ask them to take care of me. I just wanted them to understand that there was a lot going on and I needed their cooperation. It wasn’t about them, but in their frenzied state they aggravated my stress. What happened next was also a surprise. They both looked at me and he asked, “Why didn’t you tell us?” They jumped to their feet, ran upstairs, gathered their gear and were out the door and in the car in minutes.

I’ve thought about this often over the years. In our roles as leaders of organizations we are often under significant and unshared pressures from a variety of sources. As with my kids, it is important to be clear with those around us that it isn’t their job to take care of us. That’s our job. But we can share with our teams when we need help, or support. This is as important in a leader as in a co-worker.

Two aspects of this have always stood out to me in this illustration. One, the courage it took to speak up, and second, the importance of self-awareness. There are appropriate times to acknowledge a non-productive situation, and shift to an interactive posture.

While our management positions give us power and authority, they will never make us leaders. 

The choice to listen and hear the opinions of others while under pressure and being able to have an open and interactive mind, sharing the pressures you are facing with your team, empowers them to participate in solutions.

Recommended reading:

Our new primer series is written by Daniel Goleman and fellow thought leaders in the field of Emotional Intelligence and research. See our latest release: Empathy: A Primer for more insights on how this applies in leadership.

Additional primers so far include:

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Leader Empathy: The Key to Effective Relationships

 

In my article on Positive Outlook, I quoted a senior manager at a large US hospital network who described how mindfulness helped her minimize negative reactions to workplace experiences. This included an ability to remind herself that she was often not fully aware of the needs and motivations of others, and therefore should not rush to judge their intentions. Like the other 41 leaders I interviewed, her in-depth discussion of this topic showed an improved capacity for the Emotional and Social Intelligence (ESI) Competency of Empathy.

Empathy is one of the Social Awareness competencies in the twelve-competency Leadership Competency Model developed by Daniel Goleman and Richard Boyatzis. Empirically linked to leadership performance, Empathy is present in leaders with an understanding of the motivations of others, and the ability to relate to differing perspectives.

Strength in this competency is also demonstrated by leaders who:

  • Listen attentively
  • Are able to understand unspoken or confused attempts at communication
  • Engage in actions indicating a sincere interest in others
  • Have an increased capacity to respect diversity

There are three types of empathy, each playing a role in building stronger relationships with others. The first is cognitive empathy, which refers to an intellectual awareness of the feelings, opinions and thoughts of others. Emotional empathy is the second, described as an ability to share the same emotional experience as another person. The third type is compassionate empathy, exemplified when we make efforts to help based on our understanding of the needs and feelings of others. The way we apply the three types of empathy also requires balance.

Specifically, being able to help those we empathize with sometimes requires emotional detachment. However, if this becomes a habit, it puts us at risk of becoming indifferent.

How Empathy Integrates with Workplace Activity

The leaders I interviewed described a strong relationship between their development of greater empathy, and significant improvements in the quality of their relationships. These improvements contributed to a variety of successes, largely due to the importance of having support in the workplace. The leaders credited Mindfulness with assisting in these improvements, specifically for the role it plays in directing attention to self-awareness. It was through this awareness that participants began to free themselves from unfounded beliefs about others, and improve their ability to relate to coworkers.

A senior leader at a family-owned global Industrial Manufacturing firm elaborated on the positive effect that being more empathic had on his leadership effectiveness. He reported becoming better able to recognize both the triggers and early signs of stress, anxiety, and conflict in his employees. This empathic awareness helped him to minimize these issues, and identify opportunities to help others calm themselves and focus. He said, “If you have a mindset where you really honestly care about other people, what they’re feeling, what they’re thinking, you will be much more attuned to that… feel the tension that somebody has maybe a little bit more. Just being a little bit more perceptive.”

Another leader, who has held senior and executive roles at one of the largest organizations in the world, emphasized the importance of having a better understanding of the needs of others. That leader said, “You can understand through empathy what is the other person’s concern and you can influence by helping. You know, in business you are supposed to create win-win scenarios… If you are able to focus your mind, and you are able to understand the needs and business requirements of the other person, you can create opportunities for them.”

Leaders also credited empathy with helping them engage in more collaborative behaviors. For example, they were more able to minimize the interference of judgment and bias, thereby improving the quality of their interactions. This openness was also linked to an improved ability to understand the true intentions behind the communication efforts of others.

How Can You Develop Greater Empathy?

Improving your ability to empathize with others helps you become aware of the mental and emotional resources that are wasted by thoughts, beliefs, and feelings that have no factual basis. Such awareness can be the starting point for reducing unproductive reactions in the future that lead to conflict or missed opportunities for collaboration. It can also prompt you to obtain accurate information directly from people, and invest in developing better interpersonal relationships.

You can strengthen your capacity for all three types of empathy by asking yourself a simple set of questions:

  1. How do you think a certain person feels about a specific event or topic?
  2. How would you feel if you were in their position?
  3. What facts do you have upon which to base your answers to 1 and 2?
  4. What is your plan to obtain accurate information from that person?
  5. How can you avoid coming to such conclusions in the future?

Regularly asking questions about the thoughts, feelings, and needs of others is a great way to build strong relationships and demonstrate empathy. The leaders I interviewed commented on the value that arises from engaging in this simple activity, for example: “My experience is the first thing that people really want is to be heard.” When developing empathy, keep in mind that insincerity will have a harmful effect on relationships. A number of leaders told me that they failed at half-hearted attempts to display empathy, and others stated that their coworkers could sense their level of sincerity. For these reasons, consistent empathic behavior is important, as is following up on commitments that arise from related conversations.

Recommended reading:

Our new primer series is written by Daniel Goleman and fellow thought leaders in the field of Emotional Intelligence and research. See our latest release: Empathy: A Primer for more insights on how this applies in leadership.

Additional primers so far include:

For personal interviews, see the Crucial Competence video series!